// Trust & Security Report
AlphaSimplex Group, LLC
Quantitative alternative investment management (institutional funds; not an AI SaaS tool)
Certifications held
6
Maturity
Enterprise
Trains on your data
No
Trust center
No
// Certification ledger
Each held certification is backed by a verbatim quote from the vendor's own trust or security page. “Not confirmed” means we could not verify it publicly, not that the vendor lacks it.
Verify on alphasimplex.com“AlphaSimplex is registered with the Securities and Exchange Commission as an investment adviser and with the Commodity Futures Trading Commission as a commodity pool operator and commodity trading advisor.”
Verify on alphasimplex.com“AlphaSimplex is registered with the Securities and Exchange Commission as an investment adviser and with the Commodity Futures Trading Commission as a commodity pool operator and commodity trading advisor.”
Verify on alphasimplex.com“In accordance with the Gramm-Leach-Bliley Act (GLB) and subsequent Securities & Exchange Commission (SEC) Regulation S-P and Regulation S-AM requirements, AlphaSimplex has enacted certain policies and procedures regarding the protection of client information.”
Verify on alphasimplex.com“The Funds are data controllers. This means that we are responsible for deciding how we hold and use personal data about you. ... in accordance with the General Data Protection Regulation (EU) 2016/679.”
Verify on alphasimplex.com“This document is provided by AlphaSimplex Group, LLC for use by California residents to submit requests under the California Consumer Privacy Act of 2018 (CCPA).”
Verify on alphasimplex.com“AlphaSimplex has, as a best practice, adopted an Anti-Money Laundering (AML) Compliance Program with which all AlphaSimplex officers and employees are required to comply.”
> Show 3 unconfirmed / not-held certifications
// Privacy & AI training
Trains on customer data
No
Data processing agreement
Not stated
Data region
United States (Boston, MA HQ); some EU investor data handled under GDPR (EU) 2016/679 per the fund GDPR notice
Not applicable. AlphaSimplex is an institutional investment management firm. They use proprietary quantitative and systematic models internally. They do not collect or process customer data to train AI models, and they have no AI tool product offered to end users.
// Security controls
Encryption
Standard encryption and password-protected protocols mentioned for website. No specific cipher suites or certificate details disclosed publicly.
alphasimplex.comPhysical, Electronic and Procedural Safeguards
The Investment Manager has put in place physical, electronic and procedural safeguards that are reasonably designed to protect your personal data from unauthorized access and use.
alphasimplex.comBug Bounty
None found. No HackerOne, Bugcrowd, or equivalent program disclosed.
Penetration Testing
Not disclosed publicly.
Impersonation Fraud Warning
Active public warning posted on homepage about fraudsters impersonating AlphaSimplex via fake websites and social media. Referrals to IC3 and SEC Investor.gov for victims.
alphasimplex.com// Products & data scope
data: Institutional investor account data (name, tax ID, financial information). Governed by GLB Act, SEC Reg S-P, and CCPA/GDPR where applicable. No AI tool access; fund investment only.
Quantitative/systematic trend-following strategy across 20 global futures markets. Not a software product.
data: Same as above. Launched August 2025.
ETF traded on exchange; not a software or AI tool product.
data: Same as above.
Multi-strategy alternatives fund targeting hedge-fund-like risk/return profile.
data: Account data for institutional investors only; password-protected per privacy policy.
This is the 'Web App' access method listed in AIFOXX. It is NOT a public AI tool.
// What to watch
- MISCLASSIFICATION: AlphaSimplex Group LLC is an SEC-registered institutional investment management firm, NOT an AI software tool or SaaS product. Their products are investment funds (managed futures, global macro ETFs). The AIFOXX listing should be reviewed and likely removed or reclassified.
- OUTDATED DESCRIPTION: The tools.json description states AlphaSimplex 'is an affiliate of Natixis Investment Managers' which is incorrect as of 2026. They are now 'a Virtus Investment Partner' following acquisition by Virtus Investment Partners.
- NO AI TOOL OFFERED: AlphaSimplex uses quantitative and systematic methods (some incorporating ML) internally to manage investment strategies, but does not offer any AI tool, API, or software platform to end users or businesses.
- ACCESS METHOD MISLEADING: 'Web App' listed in AIFOXX refers to a client portal for existing institutional investors, not a general AI tool accessible to directory users.
- NO SOC2 / ISO27001: No IT security certifications found. Regulatory registrations (SEC, CFTC) are financial, not information security, certifications.
- NO BUG BOUNTY: No HackerOne or Bugcrowd program found.
// At a glance
Pricing model
Institutional fund management; minimum investment requirements apply. No self-service subscription or freemium tier.
Self-hostable
No
// How we verified this
Every certification marked HELD is confirmed against a verbatim quote on AlphaSimplex Group, LLC's own trust, security, or privacy pages. We reject certifications claimed only on third-party aggregators, on a cloud host's behalf, or by a similarly named company.
Last verified 2026-06-27. Compliance changes over time. Always confirm directly with the vendor before relying on any certification for a purchasing or compliance decision.
alphasimplex.com